Evaluating and Choosing a Broker

My Confusion .... Stockbroker, registered representative, investment adviser, financial planner - What do all these titles mean? Join us on Wednesday, November 14th from 6-8pm for Evaluating and Choosing a Broker!

• Learn what these job titles mean and the types of services they provide.
• All investment professionals are required to be registered with the Pennsylvania Securities Commission.  Find out how to confirm this and obtain a free background check. 
• Learn the 'suitability obligation' of a registered representative/stockbroker and the 'fiduciary responsibility' of an investment adviser representative toward their clients.
• Commission?  Fee only?  Percentage of assets under management?  Understand the compensation methods.

Registration requested.  To register, go to www.delcolibraries.org or call Susan Purcell at 610-891-8622. Refreshments will be served.